MEMORANDUM 07-170

 

 

TO:            Mayor Hornaday / Homer City Council

 

FROM:      Walt Wrede

 

DATE:       November 13, 2007

 

SUBJECT: Preliminary Financial Analysis / New Court House

 

 

As you know, the Homer City Council is currently weighing the advantages and disadvantages of building a new courthouse for the State of Alaska. The Court System has requested that the City consider building a new courthouse in the town center and leasing it back to the State. The Council discussed this topic at a recent Committee of the Whole meeting and scheduled a public hearing and further discussion at its meeting on November 13th.

 

This memorandum contains a preliminary, baseline analysis of what it might cost the City to build and operate a new courthouse. It is also intended to provide some insight into the annual lease rate the City might have to charge in order to meet its financial objectives. I would really like to thank Chuck Jay for the assistance he provided as we put this analysis together.

 

ASSUMPTIONS

 

  • Reference / Means Construction Cost Data Manual
  • $400+ dollars per square foot
  • Davis Bacon wages
  • Current prices for materials
  • Construction on City owned land (no land acquisition costs)
  • 8,500 sq. ft. building, one story
  • Amortization / Bond Payments / 20 years @ 6%
  • Lease payments sufficient to cover bond payments, maintenance and operations, and a reasonable rate of return on investment and land use.

 

BUILDING COSTS

 

Building and site prep. (8,500 sq. ft. @ 400)                                       $3,400,000

Engineering and Design   (10%)                                                          $   340,000

                       

TOTAL BUILDING COST                                       $3,740,000

 

            NOTE  This number does not include infrastructure (roads and utilities); a potentially significant cost. It is possible that the infrastructure could be built using HART and HAWSP funds as part of the larger Town Center Development Project. It is also possible that the Legislature could fund the City’s CIP Priority entitled Town Center Infrastructure. That might be more likely if the City was building a courthouse for the State.

 

LOAN / BOND PAYMENT ANALYSIS                            Mo.                         Yr.

 

            $3,740,000 x 6% @ 20 years                                 $26,794                     $321,534

 

RETURN ON INVESTMENT

 

Return on investment (11% Annual)                                                                   $411,400

Return on Land  (assumes one acre leased)                                                         $ 32,000

                        

TOTAL RETURN ON INVESTMENT AND LAND                        $443,400

            

PROJECTED ANNUAL LEASE PAYMENT                                   $443,400

 

EXPENSES

 

Annual Bond Payment                                                                                       $321,534

Insurance                                                                                                            $ 12,000

Maintenance and Operations                                                                              $50,000

Utilities                                                                                                               $50,000

 

                        TOTAL EXPENSES                                                                $433,534

 

NOTE: It should be noted here that an 11% cap rate plus a moderate lease payment on the land is probably the minimum the City could charge for an annual lease in order to cover its expenses. There is essentially no profit margin. Eleven percent covers the cost of capital (6%); the return on investment. The remaining 5% (the return of investment) and the land lease revenues are all needed to cover other expenses.

 

DISCUSSION

 

The City could construct and operate a new courthouse within the Town Center and meet its minimum financial objectives if the State were willing to make lease payments that are almost three times as high as the amount appropriated for this project. This should be expected for a brand new building that has approximately 2,000 square feet more than the existing facility. The building would be built in an area that has no existing infrastructure; a fact that could drive the construction and lease costs higher depending upon where the building is located and how the infrastructure is financed. 

 

In order to help the Council make this decision, it might be useful to focus on the primary reasons for doing this. For example, if the Council’s goal is long term financial gain, it would need to charge a lease rate high enough to bring a decent return on its investment and on the use of its land. (This analysis assumes a break even scenario) .It would also need to sign a lease that stipulated that the City owned the asset upon expiration of the term. Things to keep in mind are that the City would likely never be able to charge a lease rate that might make a return sufficient to reduce or restrain taxes, as some have suggested. Further, even though the City would likely finance this project with revenue bonds (revenue for bond payments identified and locked in) this would still contribute to the City’s cumulative indebtedness (although it is not likely to have a significant effect on the City’s bond rating).

 

On the other hand, if the Council wants to do this in order to achieve community and economic development goals, we might look at this in another light. For example, it could be argued that doing this would further development of the Town Center and implementation of the Town Center Plan. The courthouse could be architecturally integrated with the City Hall / Town Square project. It would promote in-filling in the downtown business district and create more business activity there; consistent with the Comprehensive Plan. The project could increase density and promote non-motorized transport.

 

In short, the Council might want to construct the courthouse primarily to promote community and economic development goals and objectives it has already adopted. If so, it could be a little more flexible with the lease rate. In order to make this more attractive to the State, it could do things like lower the return on investment and land use, extend the term of the bond payments, use a triple net lease, allow the state to own the asset at the end of the lease term, etc. All of those things would decrease the lease rate. It is not unusual for a City to subsidize institutions or businesses it wants to stimulate or encourage. The City already does this with the college lease at the old school. (A lease for less than fair market value). 

 

In the best of all worlds, the City could achieve its community and economic development goals and get a favorable return on its investment at the same time. We have no idea how much the Court System might be willing to pay for a lease unless and until the City articulates how much it needs and begins negotiations.

 

Finally, as you know, there are many good philosophical, political, and financial reasons for recommending to the Court System that the private sector be offered the opportunity to construct this building. Some of those reasons were discussed at the workshop so I won’t repeat them here. The City’s capacity for assuming responsibility for yet another capital project should also be a consideration. There are a number of possible scenarios under which the City could achieve its community and economic development goals by working closely with the State and the private sector.

 

In short, this is a policy call for the Council to make. As I have noted earlier, there are definitely advantages and disadvantages to doing this.

 

 

 

 

RECOMMENDATION

 

As noted above, this is a policy call that the Council must make after considering a variety of financial, economic, philosophical, and community development variables. Good arguments can be made on either side.  Therefore, we offer the Council two alternative recommendations.

 

Alternative 1: Authorize the City Manager to enter into discussions with the Court System regarding the financial parameters (using the assumptions contained in this memo) under which the City would be willing to undertake this project. If the City and the Court System appear to have little prospect of reaching an agreement, recommend that the Court issue an RFP and provide an opportunity for the private sector to respond.

 

Alternative 2: Inform the Court System that the City of Homer is pleased about the prospect of a new courthouse and would prefer that the building be somewhere in the downtown area. Inform the Court that the City thinks it would be best for the Court to issue an RFP and offer the private sector the opportunity to construct the new facility. Inform the Court that the City may be willing to reconsider its position if the Court is not able to reach agreement with a private sector developer.